Regulatory Information

Our commitment to compliance and regulatory standards

Our Commitment

We are dedicated to operating with the highest standards of integrity and compliance. Our platform adheres to regulations set by financial authorities, including FINRA and the SEC, to ensure a secure and transparent trading environment for stocks, cryptocurrencies, AI trading, and copy trading.

Our Certifications

FINRA Registration

We are registered with the Financial Industry Regulatory Authority (FINRA) as a broker-dealer, ensuring compliance with industry standards for trading and investor protection. Registration Number: [Your FINRA CRD Number].

SEC Registration

We are registered with the U.S. Securities and Exchange Commission (SEC) as an investment adviser, adhering to strict regulatory requirements to safeguard our users. SEC File Number: [Your SEC File Number].

Regulatory Compliance

1.

Anti-Money Laundering (AML)

We comply with AML regulations to prevent illicit activities. This includes verifying user identities and monitoring transactions for suspicious activity, as required by FINRA and SEC guidelines.

2.

Know Your Customer (KYC)

Our KYC processes ensure that we verify the identity of all users to maintain a secure trading environment. Users must provide valid identification and comply with our verification procedures.

3.

Data Protection

We adhere to data protection regulations to safeguard your personal and financial information. Our platform uses encryption and secure protocols to protect user data.

4.

Trading Regulations

Our platform complies with regulations governing trading activities, including rules on market conduct, transparency, and investor protection. We ensure fair and orderly trading for stocks, cryptocurrencies, AI trading, and copy trading.

Have Questions?

If you have any questions about our regulatory compliance or certifications, our support team is here to assist you.

Contact Support